Equity Quant > Legal Notices and Terms and Conditions
1. LEGAL
NOTICES AND TERMS AND CONDITIONS - PLEASE READ CAREFULLY
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2. REPRESENTATION OF EQUITY-QUANT.COM
Equity-Quant.com is not currently registered as an Investment Adviser (IA) and operates pursuant to an exemption from the Investment Advisers Act of 1940 as amended and pursuant to the regulations there under.
Pursuant to Investment Advisers Act of 1940, Sec. 202. [80b-1] (11)(D) (page 4, Title II - Investment Advisers), Equity-Quant.com as a "... publisher of any bona fide newspaper, news magazine or business or financial publication of general and regular circulation" is not deemed as a securities investment adviser and is exempt from registration. Equity-Quant.com does not engage in (i) directing clients accounts or (ii) providing personal investment advice.
3. RISK DISCLOSURE STATEMENT
Please ensure that you understand the risks of direct investing before risking your capital.
Direct investing in the stock market can result in significant financial loss. Historical results are no guarantee of future returns.
Any information is of a general nature and has been prepared without taking account of any particular person’s investment objectives, financial situation or needs. Therefore, before ‘acting’ on the information, you should consider the appropriateness of the information, having regard to your objectives, financial situation and needs. There may be a product disclosure statement or other offer document for the securities and financial products we write about or discuss.
Equity-Quant.com has tried to ensure the soundness of the opinions and recommendations, as well as the accuracy of the information used to derive them, but it makes no representation and takes no responsibility as to the soundness of any opinion or the accuracy or completeness of any information contained on this web site. With any investment there is a risk of loss, therefore you should invest only an amount that you can afford to lose.
All opinions expressed represent Equity-Quant.com's views as at the date of publication and may change without notice. The material on this web site is for information purposes only and is not intended as an offer or solicitation with respect to the sale or purchase of any security or financial product.
All of Equity-Quant.com employees, directors and associates disclaim to the maximum extent permitted by law any liability for any loss or damage however caused arising as a result of any recipient relying on information provided by Equity-Quant.com.
Risks
Although we do not provide personal financial advice you should be aware of the main risks associated with investing in listed equity securities. Some of these risks are outlined below:
a. Overall market risk - This is the risk of loss by reasons of movements in a market sector. These can be caused by any number of factors including political, economic, taxation or legislative. Specific examples include changes in interest rates, political changes, changes in superannuation laws, internal crises or natural disasters. Market risk can be minimized by having a spread of investments across different types of assets.
b. Global risk - This is the vulnerability of an investment to international events or market factors. This would include movements in exchange rates, changes in trade or tariff policies and changes in international or bond markets.
c. Sector risk — The risks associated with an industry’s specific products or services such as, demand for the product or service; commodity prices; the economic and industry cycles; changes in consumption patterns; lifestyle and technology changes, This may be minimized by detailed research to identify quality investments, reviewing their performance and their place in a portfolio.
d. Equity specific asset risk - Risks associated with the specific investment, for example, quality of the company’s directors; the strength of management and key personnel; profitability and asset base; debt level and fixed-cost structure; litigation; competition levels; liquidity of the investment.
e. Timing Risk - The possibility that you enter the market at a bad time, for example, just before a fall in the share market. This can be minimized by not investing all of your funds into the market at one time.
f. Speculative Risk - If an investment is described as speculative you should be aware that the investment could rise significantly but also fall by the same degree. You should not invest in speculative investments unless you understand and accept the risks fully and are prepared to accept any resultant loss.
4. LIMITATION OF LIABILITY
To the maximum extent permitted by law, Equity-Quant.com makes no warranties regarding the completeness, accuracy, or usefulness for any particular purpose of services provided. Our services are provided on an “as is” and “as available” basis. Equity-Quant.com disclaims all warranties regarding its services either express or implied, including but not limited to implied warranties of merchantability, accuracy, fitness for a particular purpose, and non-infringement. Equity-Quant.com specifically disclaims any liability, whether based on contract, tort, strict liability or otherwise, for any direct, indirect, incidental consequential or special damages arising out of or in any way connected with use of the services, even if Equity-Quant.com has been advised of the possibility of such damages. By use of our services, you assume the entire risk as to such use and the results thereof.
Some countries and/or states prohibit the limitation of liability for consequential or incidental damages. In such countries and/or states, the limitation of liability with respect to consequential or incidental damages only may be inapplicable to you. With respect to such states, the respective liability of Equity-Quant.com is limited to the greatest extent allowed under applicable law. If a court or arbitration panel provides that the limitations of liabilities or remedies as described in this agreement, or any portions thereof, are unenforceable for any reason, or that any of your remedies under this agreement fail, then you expressly agree that under no circumstance will the total liability of Equity-Quant.com to you or any party claiming by or through for any cause whatsoever exceed the amount paid by you for services rendered by Equity-Quant.com, regardless of the form of action and whether in contract, statue, tort or otherwise.
You agree to indemnify and hold Equity-Quant.com harmless from any claim, demand, loss, costs or expense, including all legal fees, made by any person arising out of your violation of this agreement, state or federal securities laws or regulations, or any other person’s right, including but not limited to infringement of any copyright or violation of any proprietary or privacy right.
5. HYPOTHETICAL PERFORMANCE DISCLAIMER
HYPOTHETICAL PERFORMANCE RESULTS HAVE MANY INHERENT LIMITATIONS, SOME OF WHICH ARE DESCRIBED BELOW. NO REPRESENTATION IS BEING MADE THAT ANY ACCOUNT WILL OR IS LIKELY TO ACHIEVE PROFITS OR LOSSES SIMILAR TO THOSE SHOWN; IN FACT, THERE ARE FREQUENTLY SHARP DIFFERENCES BETWEEN HYPOTHETICAL PERFORMANCE RESULTS AND THE ACTUAL RESULTS SUBSEQUENTLY ACHIEVED BY ANY PARTICULAR TRADING PROGRAM. ONE OF THE LIMITATIONS OF HYPOTHETICAL PERFORMANCE RESULTS IS THAT THEY ARE GENERALLY PREPARED WITH THE BENEFIT OF HINDSIGHT. IN ADDITION, HYPOTHETICAL TRADING DOES NOT INVOLVE FINANCIAL RISK, AND NO HYPOTHETICAL TRADING RECORD CAN COMPLETELY ACCOUNT FOR THE IMPACT OF FINANCIAL RISK OF ACTUAL TRADING. FOR EXAMPLE, THE ABILITY TO WITHSTAND LOSSES OR TO ADHERE TO A PARTICULAR TRADING PROGRAM IN SPITE OF TRADING LOSSES ARE MATERIAL POINTS WHICH CAN ALSO ADVERSELY AFFECT ACTUAL TRADING RESULTS. THERE ARE NUMEROUS OTHER FACTORS RELATED TO THE MARKETS IN GENERAL OR TO THE IMPLEMENTATION OF ANY SPECIFIC TRADING PROGRAM WHICH CANNOT BE FULLY ACCOUNTED FOR IN THE PREPARATION OF HYPOTHETICAL PERFORMANCE RESULTS AND ALL WHICH CAN ADVERSELY AFFECT TRADING RESULTS.
PAST PERFORMANCE IS NOT NECESSARILY INDICATIVE OF FUTURE RESULTS. There is risk of loss when investing in stocks, and as such, these investments are NOT suitable for everyone. Equity-Quant.com suggests that you seek professional advice from an experienced financial advisor familiar with alternative investments before committing your capital to any of our products or services.
Certain products that are available to U.S. persons have not been registered with any U.S. federal or state regulator, and as a result are available only to certain qualified investors.
By subscribing for our services you acknowledge that you have read and agree with the statement above.